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Stock Plan Services

J.P. Morgan Stock Plan Services develops customized plan administration programs based on the needs of your company and employees. Unlike many in-house and outsourced plan administration programs, we draw on J.P. Morgan's:

  • Strong partnership with leading third-party providers of plan administration software, enabling us to pass along savings to corporate clients
  • Comprehensive global trading capabilities and regulatory experience
  • Personalized wealth management advice for senior executives and officers based on the institutional knowledge that comes from 160 years of wealth management experience

As a result, corporate clients gain:

  • Web-based solutions for automating record-keeping, trade execution and reporting on a single platform, allowing companies to streamline plan administration while customizing it to their particular data management and reporting needs
  • Guidance and system support for a wide range of performance awards (including stock options and restricted stock units) from grant through vesting and sale
  • Ready access to J.P. Morgan specialists in the areas of restricted stock awards, stock options and 10b5-1 regulations

Benefits at every level

A dedicated trading desk and personalized wealth management advice: With J.P. Morgan Stock Plan Services, officers, directors and senior executives who become our clients gain access to our highly experienced specialists, who can provide sophisticated investment advice, guidance on restricted stock sales and assistance with complex transactions

Real-time execution: Employee stock plan participants benefit with easy account access via a dedicated web portal, allowing data management and real-time trade execution

Comprehensive, streamlined program: Companies benefit from having a single point of contact—a centralized, accountable team that administers all plan activities

Learn more about our firm and investment professionals through FINRA BrokerCheck.

The views and strategies described may not be suitable for all investors. This material has been prepared for informational purposes only, and is not intended to provide, and should not be relied on for tax, legal or accounting advice. You should consult your own tax, legal and accounting advisors before engaging in any transaction. Securities are offered by J.P. Morgan Securities LLC. ("JPMS"), member FINRA and SIPC. When JPMS acts as a broker-dealer, a client's relationship with us and our duties to the client will be different in some important ways than a client's relationship with us and our duties to the client when we are acting as an investment advisor. A client should carefully read the agreements and disclosures received (including our Form ADV disclosure brochure, if and when applicable) in connection with our provision of services for important information about the capacity in which we will be acting.

This document provides information about the brokerage and investment advisory services provided by J.P. Morgan Securities LLC ("JPMS"). The agreements entered into by and disclosures provided to clients with respect to the different products and services provided by JPMS should be carefully read (including our Form ADV disclosure brochure, if and when applicable), which contain important information, including our provision of services for important information about the capacity in which we will be acting. We encourage clients to speak to their JPMS representative regarding the nature of the products and services and to ask any questions they may have about the difference between brokerage and investment advisory services, including the obligation to disclose conflicts of interests and to act in the best interests of our clients.

Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMCB, JPMS and CIA are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.

“J.P. Morgan Securities” is a brand name for a wealth management business conducted by JPMorgan Chase & Co (“JPMC”) and its subsidiaries worldwide. JPMorgan Chase Bank, N.A. and its affiliates (collectively “JPMCB”) offer investment products, which may include bank-managed accounts and custody, as part of its trust and fiduciary services. Other investment products and services, such as brokerage and advisory accounts, are offered through J.P. Morgan Securities LLC (JPMS), a member of FINRA and SIPC. JPMCB and JPMS are affiliated companies under the common control of JPMorgan Chase & Co.



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