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Brian Brocious

Brian Brocious

Vice President

Brian Brocious is a Vice President and Financial Advisor with J.P. Morgan Securities, the wealth management division of J.P. Morgan. A partner in the OS Group, Brian serves as a banking, credit, lending, and mortgage specialist for the team. He helps clients with everything from sophisticated banking strategies and credit score optimization to securities-based lending and mortgages. He also serves on the OS Group’s investment committee, helping build customized portfolios for clients.

Brian manages and maintains an information management system and the team’s client database. Initially an engineering major in college, Brian's educational background provides unique perspective and insight for clients, many of whom are technology entrepreneurs.

Brian began his financial services career in 2006 at Hueter & Associates, a boutique finance and consulting company. He transitioned to J.P. Morgan Securities in his current capacity in 2011. Brian’s foundation in finance, along with his straightforward and disciplined approach to working with clients, provided a natural progression into his current role in the OS Group.

Brian grew up in Northern California, and graduated from the University of Pennsylvania with a B.A. degree in Economics and a minor in History. He currently lives in the East Bay and enjoys traveling, snowboarding and scuba diving in his spare time. As a former world champion professional video game player, Brian still enjoys occasional gaming.

Telephone: 415.772.3063
Fax: 877.501.1648
Email: brian.brocious@jpmorgan.com

Registered States: AZ, CA, CO, CT, FL, GA, HI, IL, IN, MA , MD, ME, MI, MN, MO, NC, NJ, NM, NV, NY, OK, OR, PA, TX, UT, VA, VT, WA, WY

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The views and strategies described may not be suitable for all investors. This material has been prepared for informational purposes only, and is not intended to provide, and should not be relied on for tax, legal or accounting advice. You should consult your own tax, legal and accounting advisors before engaging in any transaction. Securities are offered by J.P. Morgan Securities LLC. ("JPMS"), member FINRA and SIPC. When JPMS acts as a broker-dealer, a client's relationship with us and our duties to the client will be different in some important ways than a client's relationship with us and our duties to the client when we are acting as an investment advisor. A client should carefully read the agreements and disclosures received (including our Form ADV disclosure brochure, if and when applicable) in connection with our provision of services for important information about the capacity in which we will be acting.

This document provides information about the brokerage and investment advisory services provided by J.P. Morgan Securities LLC ("JPMS"). The agreements entered into by and disclosures provided to clients with respect to the different products and services provided by JPMS should be carefully read (including our Form ADV disclosure brochure, if and when applicable), which contain important information, including our provision of services for important information about the capacity in which we will be acting. We encourage clients to speak to their JPMS representative regarding the nature of the products and services and to ask any questions they may have about the difference between brokerage and investment advisory services, including the obligation to disclose conflicts of interests and to act in the best interests of our clients.

“J.P. Morgan Securities” is a brand name for a wealth management business conducted by JPMorgan Chase & Co. and certain subsidiaries. J.P. Morgan Securities offers investment products, services, Clearing and Custody through J.P. Morgan Securities LLC, a member of FINRA and SIPC. Bank products and services are offered by JPMorgan Chase Bank, N.A. and its bank affiliates.

Investment products: Not FDIC insured • No bank guarantee • May lose value

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