Welcome to J.P. Morgan Securities |Select a Country

Consulting Programs

J.P. Morgan Securities’ highly regarded Consulting Programs offer a unified approach to asset and wealth management. Our Consulting Programs were developed to provide high-net-worth and institutional investors with access to an array of mutual funds and separate account strategies managed by what we believe to be the world’s leading investment managers. These programs include:

  • Separate Account Consulting
    Provides access to professional investment managers through fee-based separately managed accounts, which target specific objectives.
  • Mutual Fund Consulting Program
    Offers the benefits of diversification, in depth mutual fund research and regular rebalancing options.
  • Unified Managed Account Consulting
    Integrates a variety of investment products within a single account to deliver a comprehensive, unified approach to asset allocation, product selection, account administration and performance reporting.

Manager selection and due diligence
Each of the investment managers in our Consulting Programs undergoes rigorous due diligence and must meet stringent criteria. Our experienced due diligence team uses a structured framework in their initial review as well as their ongoing assessment of each manager on our platform. This framework focuses on the key areas of each manager’s operations:

  • People
    • Identify key investment decision-makers
    • Assess the quality, experience and stability of the investment team
    • Understand whether the interests of the investment team are aligned with clients’ interests
  • Philosophy
    • Determine whether the manager articulates a clear investment philosophy
    • Confirm all team members have a consistent philosophy
    • Assess whether implementation reflects the stated philosophy
  • Process
    • Verify that the team has an adequate process for making portfolio decisions
    • Analyze buy and sell discipline
    • Examine team’s view and control of risk
  • Performance
    • Determine whether performance and risk are consistent with expectations
    • Assess key performance drivers (stock selection, sector positioning, etc.)
    • Evaluate how various market conditions might affect performance

 

The views and strategies described may not be suitable for all investors. This material has been prepared for informational purposes only, and is not intended to provide, and should not be relied on for tax, legal or accounting advice. You should consult your own tax, legal and accounting advisors before engaging in any transaction.

Securities are offered by J.P. Morgan Securities LLC (JPMS), member FINRA, NYSE and SIPC.

When JPMS acts as a broker-dealer, a client’s relationship with us and our duties to the client will be different in some important ways than a client’s relationship with us and our duties to the client when we are acting as an investment advisor. A client should carefully read the agreements and disclosures received (including our Form ADV disclosure brochure, if and when applicable) in connection with our provision of services for important information about the capacity in which we will be acting.

Learn more about our firm and investment professionals through FINRA BrokerCheck.

The views and strategies described may not be suitable for all investors. This material has been prepared for informational purposes only, and is not intended to provide, and should not be relied on for tax, legal or accounting advice. You should consult your own tax, legal and accounting advisors before engaging in any transaction. Securities are offered by J.P. Morgan Securities LLC. ("JPMS"), member FINRA and SIPC. When JPMS acts as a broker-dealer, a client's relationship with us and our duties to the client will be different in some important ways than a client's relationship with us and our duties to the client when we are acting as an investment advisor. A client should carefully read the agreements and disclosures received (including our Form ADV disclosure brochure, if and when applicable) in connection with our provision of services for important information about the capacity in which we will be acting.

This document provides information about the brokerage and investment advisory services provided by J.P. Morgan Securities LLC ("JPMS"). The agreements entered into by and disclosures provided to clients with respect to the different products and services provided by JPMS should be carefully read (including our Form ADV disclosure brochure, if and when applicable), which contain important information, including our provision of services for important information about the capacity in which we will be acting. We encourage clients to speak to their JPMS representative regarding the nature of the products and services and to ask any questions they may have about the difference between brokerage and investment advisory services, including the obligation to disclose conflicts of interests and to act in the best interests of our clients.

“J.P. Morgan Securities” is a brand name for a wealth management business conducted by JPMorgan Chase & Co. and certain subsidiaries. J.P. Morgan Securities offers investment products, services, Clearing and Custody through J.P. Morgan Securities LLC, a member of FINRA and SIPC. Bank products and services are offered by JPMorgan Chase Bank, N.A. and its bank affiliates.

Investment products: Not FDIC insured • No bank guarantee • May lose value

 
 

Copyright © 2017 JPMorgan Chase & Co. All rights reserved.