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Form ADV Brochures / Brochure Supplements and Adviser Privacy Notices

Click the applicable link(s) in Part A below to view or print J.P. Morgan Securities' Form ADV brochures for the J.P. Morgan Securities investment advisory programs; J.P. Morgan Securities' privacy notice is appended to the end of each brochure.

Click the applicable link(s) in Part B below to view or print the Form ADV brochure(s)/brochure supplement(s) and privacy notice(s) of any investment manager(s) managing your account(s) in the Strategic Investment Services (STRATIS), Unified Managed Account (UMA) or Systematic Managed Accounts (SMA) Program. Each manager's privacy notice is either incorporated into the body of its Form ADV brochure or is appended to the end of the brochure. Form ADV brochures/brochure supplements and privacy notices of investment managers in the Investment Counseling Service (ICS) Program can be obtained by contacting those managers directly.

To view or print the Form ADV brochure supplement(s) for your J.P. Morgan Securities Financial Advisor(s), use the name search tool in Part C below.


In order to view or print any of the documents, you must have installed Adobe Reader® (available for download free of charge at Adobe's Web site).

Please review these documents carefully. For more information or to request a hard copy of any of these documents, please contact your J.P. Morgan Securities Financial Advisor or call (800) 999-2000.

Part A: J.P. Morgan Securities Form ADV Brochures and Privacy Notice

Part B: Investment Managers in the STRATIS, UMA & SMA Programs – Form ADV Brochures/Brochure Supplements & Privacy Notices

Part C: Form ADV Brochure Supplement(s) for your J.P. Morgan Securities Financial Advisor(s)

Learn more about our firm and investment professionals through FINRA BrokerCheck.

The views and strategies described may not be suitable for all investors. This material has been prepared for informational purposes only, and is not intended to provide, and should not be relied on for tax, legal or accounting advice. You should consult your own tax, legal and accounting advisors before engaging in any transaction. Securities are offered by J.P. Morgan Securities LLC. ("JPMS"), member FINRA and SIPC. When JPMS acts as a broker-dealer, a client's relationship with us and our duties to the client will be different in some important ways than a client's relationship with us and our duties to the client when we are acting as an investment advisor. A client should carefully read the agreements and disclosures received (including our Form ADV disclosure brochure, if and when applicable) in connection with our provision of services for important information about the capacity in which we will be acting.

This document provides information about the brokerage and investment advisory services provided by J.P. Morgan Securities LLC ("JPMS"). The agreements entered into by and disclosures provided to clients with respect to the different products and services provided by JPMS should be carefully read (including our Form ADV disclosure brochure, if and when applicable), which contain important information, including our provision of services for important information about the capacity in which we will be acting. We encourage clients to speak to their JPMS representative regarding the nature of the products and services and to ask any questions they may have about the difference between brokerage and investment advisory services, including the obligation to disclose conflicts of interests and to act in the best interests of our clients.

“J.P. Morgan Securities” is a brand name for a wealth management business conducted by JPMorgan Chase & Co. and certain subsidiaries. JPMorgan Chase Bank, N.A. and its affiliates (collectively “JPMCB”) offer investment products, which may include bank-managed accounts and custody, as part of its trust and fiduciary services. Other investment products and services, such as brokerage and advisory accounts, are offered through J.P. Morgan Securities LLC (JPMS), a member of FINRA and SIPC.

Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMCB, JPMS and CIA are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.

Investment and Insurance Products are: Not FDIC insured • Not insured by an federal government agency • Not a deposit or other obligation of, or guaranteed by, JPMorgan Chase Bank, N.A. or any of its affiliates • Subject to Investment Risks, including possible loss of the principal amount invested


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