Regina R. Monroe
Client Service Associate
A member of theUgroup since its inception in 2000, Regina is the senior leader of our client service team. In this role, she acts as our clients’ key liaison to expedite their account service requests. These requests include opening new accounts, assisting with online banking access, processing checks and wire transfer requests. Regina has extensive experience and expertise in a variety of investment-related capacities, including trade execution and reconciliation, account administration, and client service support.
Regina previously worked at Deutsche Bank Alex. Brown (2006 – 2011) and at Smith Barney (1995 – 2006).
Outside of the office, Regina is actively involved with both of her daughters’ nationally competitive cheerleading squads. Regina and her husband, Corey, live in Torrance, Ca, with their two children.
Registered States: AL, AR, CT, GA, IL, KS, ME, MI, MO, NV, NM, ND, OR, SC, TX, VA, WI, AK, CA, DE, HI, IN, KY, MD, MN, MT, NH, NY, OH, PA, SD, UT, WA, WY, AZ, CO, FL, ID, IA, LA, MA, MS, NE, NJ, NC, OK, RI, TN, VT, WV