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John Uriostequi
Managing Director
John G. Uriostegui, Jr., CIMA®
Rod Y. Nakamoto, CFP®, CIMA®
Kristina C. Marshall
Regina R. Monroe

theUgroup at J.P. Morgan Securities

The U Group

J.P. Morgan Securities
2029 Century Park East, Suite 3700
Los Angeles, CA 90067
Phone: (310) 201-2700
Fax: (310) 300-5500



theUgroup at J.P. Morgan Securities is a wealth advisory practice that works with a select number of successful individuals and families. We understand the challenges that accompany wealth and strive to help families secure their investment legacy. We offer the personalized service of a boutique wealth management firm combined with the global resources of one of the most respected financial firms in the world.

Our Team

theUgroup is a four-member team consisting of two Financial Advisors, an Investment Associate and a Client Service Associate. We are an integrated wealth management team that is dedicated to helping you anticipate and meet your changing needs. As part of our overall services, we combine our experience in socially responsible investing with J.P. Morgan’s breadth of resources to provide successful individuals, families and foundations with tailored investment portfolios.

About J.P. Morgan Securities

J.P. Morgan Securities leverages one of the most comprehensive product platforms in the industry, as well as the financial strength of JPMorgan Chase & Co., one of the world’s oldest, largest and best known financial institutions. Our Investment Professionals offer clients a broad suite of transactional, wealth management and investment advisory services. They provide highly personalized service and access to world-class products and services offered through the global financial resources of J.P. Morgan.

The views and strategies described may not be suitable for all investors. This material has been prepared for informational purposes only, and is not intended to provide, and should not be relied on for tax, legal or accounting advice. You should consult your own tax, legal and accounting advisors before engaging in any transaction. Securities are offered by J.P. Morgan Securities LLC. (“JPMS”), member FINRA, NYSE and SIPC. When JPMS acts as a broker-dealer, a client's relationship with us and our duties to the client will be different in some important ways than a client's relationship with us and our duties to the client when we are acting as an investment advisor. A client should carefully read the agreements and disclosures received (including our Form ADV disclosure brochure, if and when applicable) in connection with our provision of services for important information about the capacity in which we will be acting.

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