theUgroup at J.P. Morgan Securities
J.P. Morgan Securities
2029 Century Park East, Suite 3700
Los Angeles, CA 90067
Phone: (310) 201-2700
Fax: (310) 300-5500
theUgroup provides customized investment and lending solutions to entrepreneurs, family business owners and guardians of private wealth. We understand the challenges that accompany significant wealth and provide advice with creative solutions. theUgroup offers both the personalized service of a boutique organization and the global resources of one of the most respected financial firms in the world.
theUgroup at J.P. Morgan Securities is a five member team consisting of three Financial Advisors, John Uriostegui, Rod Nakamoto, Sarah Perahia and two Client Service Associates, Regina Monroe and Kristina Marshall. We are an integrated wealth management team that is dedicated to helping you anticipate and meet your changing needs.
As part of our overall services, we can combine our experience in socially responsible investing with the firm’s wide breadth of resources to provide successful individuals, families and foundations with customized investment portfolios.
Dedicated to service excellence, John Uriostegui was named to Barron’s Top 1000 Financial Advisors list for two consecutive years (2010 and 2011.)*
*The formula Barron's uses to rank advisors is proprietary. It has three major components: assets managed, revenue produced and quality of practice. Investment returns are not a component of the rankings because an advisor's returns are dictated largely by the risk tolerance of clients. The quality-of-practice component includes an evaluation of each advisor's regulatory record.
- John G Uriostegui, Jr., CIMA®
- Rod Y. Nakamoto, CFP®, CIMA®
- Sarah E. Perahia
- Regina R. Monroe
- Kristina C. Marshall
About J.P. Morgan Securities
J.P. Morgan Securities leverages one of the most comprehensive product platforms in the industry, as well as the financial strength of JPMorgan Chase & Co., one of the world’s oldest, largest and best known financial institutions. Our Investment Professionals offer clients a broad suite of transactional, wealth management and investment advisory services. They provide highly personalized service and access to world-class products and services offered through the global financial resources of J.P. Morgan.
The views and strategies described may not be suitable for all investors. This material has been prepared for informational purposes only, and is not intended to provide, and should not be relied on for tax, legal or accounting advice. You should consult your own tax, legal and accounting advisors before engaging in any transaction. Securities are offered by J.P. Morgan Securities LLC. (“JPMS”), member FINRA, NYSE and SIPC. When JPMS acts as a broker-dealer, a client's relationship with us and our duties to the client will be different in some important ways than a client's relationship with us and our duties to the client when we are acting as an investment advisor. A client should carefully read the agreements and disclosures received (including our Form ADV disclosure brochure, if and when applicable) in connection with our provision of services for important information about the capacity in which we will be acting.